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Best Practices for Employee Due Diligence in the Financial Services Industry

Sterling Check

Vetting new hires is important for any position, especially within the financial services industry. Other times, critical information about the candidate is either not requested, obtained or acted upon. The Undercover Recruiter broke down the cost of a bad hire (earning $62,000 a year and terminated after 2.5 Theft or embezzlement.

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Mitigate the Risk: Best Practices for Employee, Client and Third Party Due Diligence in the Financial Services Industry

Sterling Check

” We share the importance for the financial services industry to have the correct ongoing due diligence procedures in place for new hires, clients, third-party partnerships and vendor relationships. The Financial Services Sector is Highly Regulated. Employee and Registered Representative Due Diligence Best Practices.