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Mitigate the Risk: Best Practices for Employee, Client and Third Party Due Diligence in the Financial Services Industry

Sterling Check

JULY 12, 2018

Sterling Talent Solutions partnered with Compliance Risk Concepts (CRC) , a business-focused team of senior compliance consultants and executives, to publish the White Paper, “Employee, Client and Third Party Due Diligence: The Cost of Ineffective Monitoring Procedures.” The Financial Services Sector is Highly Regulated.

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Background screening Hiring Software FCPA Industry

Best Practices for Employee Due Diligence in the Financial Services Industry

Sterling Check

AUGUST 23, 2018

Due diligence is woven throughout the regulatory landscape, impacting various areas, including, but not limited to, cybersecurity, information security, custody and books and records. Vetting new hires is important for any position, especially within the financial services industry. Lost productivity. Litigation. What is Due Diligence?

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Background screening Hiring Software Industry FCPA

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Mitigate the Risk: Best Practices for Employee, Client and Third Party Due Diligence in the Financial Services Industry

Best Practices for Employee Due Diligence in the Financial Services Industry

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