article thumbnail

3 Key Components of a Successful Online Ethics Training Program

EverFi - HR

In fact, The Washington Post reports that “more CEOs were forced out for ethical lapses in 2018 than poor financial performance.” The United States’ Foreign Corrupt Practices Act (FCPA) is an example of anti-bribery regulations that pertain to all U.S. Educating Your Workforce with An Ethics Training Program.

FCPA 52
article thumbnail

Mitigate the Risk: Best Practices for Employee, Client and Third Party Due Diligence in the Financial Services Industry

Sterling Check

Many of the agencies that govern the financial services sector, such as Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and the Foreign Corrupt Practices Act (FCPA) , require stringent due diligence procedures. The Financial Services Sector is Highly Regulated.