Sterling Check

JULY 12, 2018

Many of the agencies that govern the financial services sector, such as Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and the Foreign Corrupt Practices Act (FCPA) , require stringent due diligence procedures. The Financial Services Sector is Highly Regulated.

Background screening 40

Background screening Hiring Software FCPA Industry 40

Ohio Employer's Law

APRIL 21, 2015

I’ve written a lot in the past few years about the pros and cons of companies using social media to conduct background checks on applicants and employees (e.g., here and here ). Recently, a California federal court examined this very issue in Sweet v. More simply, Reference Search generates a list of potential employment references.

Background screening 28

Background screening FCPA Report Screening 28

Sterling Check

AUGUST 23, 2018

For businesses, it can be research and analysis of a company or organization in preparation for a business transaction (such as a corporate merger or purchase of securities). Vetting new hires is important for any position, especially within the financial services industry. years), in a recent infographic, The Outrageous Costs of a Bad Hire.

Background screening 40

Background screening Hiring Software Industry FCPA 40